The Third Annual Albert a. Destefano Lecture on Corporate, Securities & Financial Law - Panel Discussion: Celebrating Thirty Years of Market Regulation

52 Pages Posted: 20 May 2004

See all articles by Kenneth M. Rosen

Kenneth M. Rosen

University of Alabama - School of Law

Brandon Becker

Wilmer, Cutler & Pickering

Robert L. Colby

Securities and Exchange Commission (SEC) - Division of Market Regulation

Andrew M. Klein

Schiff Hardin LLP

Richard Ketchum

Citigroup, Inc. - Global Corporate and Investment Banking Group (GCIB)

Catherine McGuire

Securities and Exchange Commission (SEC) - Division of Market Regulation

Annette Nazareth

Securities and Exchange Commission (SEC) - Division of Market Regulation

Lee A. Pickard

Pickard and Djinis LLP

Abstract

The U.S. Securities and Exchange Commission's Division of Market Regulation now has celebrated the thirtieth anniversary of its creation. In this panel discussion, current and former officials from the Division explore the Division's history and the challenges ahead for market regulators. Panelists' commentary offers insight into the continuing evolution of the federal regulation of securities markets and market participants. The panel was convened as the Third Annual Albert A. DeStefano Lecture on Corporate, Securities & Financial Law at the Fordham University School of Law.

Suggested Citation

Rosen, Kenneth M. and Becker, Brandon and Colby, Robert L. and Klein, Andrew M. and Ketchum, Richard and McGuire, Catherine and Nazareth, Annette and Pickard, Lee A., The Third Annual Albert a. Destefano Lecture on Corporate, Securities & Financial Law - Panel Discussion: Celebrating Thirty Years of Market Regulation. Available at SSRN: https://ssrn.com/abstract=547243

Kenneth M. Rosen (Contact Author)

University of Alabama - School of Law ( email )

P.O. Box 870382
Tuscaloosa, AL 35487
United States
205-348-1117 (Phone)
205-348-1142 (Fax)

Brandon Becker

Wilmer, Cutler & Pickering ( email )

2445 M Street, N.W.
Washington, DC 20037
United States
202-663-6979 (Phone)
202-663-6363 (Fax)

Robert L. Colby

Securities and Exchange Commission (SEC) - Division of Market Regulation

450 Fifth Street, NW
Washington, DC 20549-1105
United States

Andrew M. Klein

Schiff Hardin LLP ( email )

1101 Connecticut Avenue, NW
Suite 600
Washington, DC 20036-4390
United States
202-778-6415 (Phone)

Richard Ketchum

Citigroup, Inc. - Global Corporate and Investment Banking Group (GCIB)

399 Park Avenue
New York, NY 10043
United States

Catherine McGuire

Securities and Exchange Commission (SEC) - Division of Market Regulation

450 Fifth Street, NW
Washington, DC 20549-1105
United States

Annette Nazareth

Securities and Exchange Commission (SEC) - Division of Market Regulation

450 Fifth Street, NW
Washington, DC 20549-1105
United States

Lee A. Pickard

Pickard and Djinis LLP ( email )

1990 M Street, N.W.
Washington, DC 20036
United States

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